aspg-1-600-1791417652 20261008000052 American Scientific Publishing Group admin@americaspg.com American Scientific Publishing Group American Journal of Business and Operations Research AJBOR 2770-0216 2692-2967 2021 3 1 Kopal Sharma B.tech Data Science, , NMIMS’ School of Technology Management and Engineering; India Vidhi Kapoor B.tech Data Science, NMIMS’ School of Technology Management and Engineering ; India Kartikay Laddha B.tech Data Science, NMIMS’ School of Technology Management and Engineering,; India The word ‘Ethics’ carries a very sensitive structure which affects even the smallest factor in a situation and also it carries a huge sum of responsibility. It is an entity which could stir a situation in a person’s or company’s favour or not and it also holds an adverse effect in general. Ethical conduct is absolutely vital. Regular reforms to the code of ethics may combat the unethical behaviour in the industry but that alone is not sufficient. Individuals and firms must develop a particular code of conduct and abide by them and it should be applicable to all levels of their operations. This will help individuals and firms to promote the principles of stewardship of investor assets and work towards the betterment of clients. For the Financial Industry, Ethics is not only the pillar of trust but also it is the ladder to success. Through the careful literature survey, it lists some of the discussions of important ethics in the Financial and Business sector. 2021 39 47 600 https://creativecommons.org/licenses/by/4.0/ 10.54216/AJBOR.030101 https://www.americaspg.com/journal/1/article/600 https://www.americaspg.com/storage/8364.pdf